Trade abuse and unauthorized trading practices are ubiquitous problems in the global financial services industry. Rogue traders are often able to cause serious losses for financial institutions if allowed to operate without adequate surveillance. In recent times, the industry has seen institutions fall victim to fraudulent activities that have resulted in billions of dollars of losses. Mantas Trading Compliance™ uses sophisticated pattern recognition techniques to monitor trading and market-making activities with respect to regulatory compliance, potential cases of market abuse and the requirement for 'best execution'. The solution provides trade-by-trade visibility into interactions between traders and other market participants to identify potentially problematic practices and unauthorized or inferior order handling. Mantas Trading Compliance covers every trading currency, asset class, and global jurisdiction, in every time zone, and across various market structures. Additionally, it monitors mutual funds trading, employee trading and investment advisor compliance.
Comprehensive instrument coverage Real, proactive view of all trading activity Increased customer satisfaction Improved regulator relationships Compliance with regulatory requirements Compliance with mandated monitoring per regulations
